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64 Posts
FCA Warning as Public Offers Regime Starts: Mini-Bonds and Loan Notes 31 Jan 2026

FCA Warning as Public Offers Regime Starts: Mini-Bonds and Loan Notes
New Public Offers regime is live; FCA urges caution on high-risk mini-bonds and loan notes, especially with unauthorised firms.
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FCA Consultation CP26/4: New UK Rules for Cryptoasset Firms Ahead of the 2026 Gateway 31 Jan 2026

FCA Consultation CP26/4: New UK Rules for Cryptoasset Firms Ahead of the 2026 Gateway
FCA seeks feedback on new crypto rules before the September 2026 gateway, covering Consumer Duty, redress, conduct and safeguarding. 
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AMF Instruction DOC-2018-13: Whistleblower Reporting Channels, Confidentiality, and Protection 31 Jan 2026

AMF Instruction DOC-2018-13: Whistleblower Reporting Channels, Confidentiality, and Protection
AMF outlines secure whistleblowing channels, confidentiality rules, and anti-retaliation safeguards under DOC-2018-13. 
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Post-Quantum Cryptography: Migration Priorities for Financial Services 25 Jan 2026

Post-Quantum Cryptography: Migration Priorities for Financial Services
Risk-based framework helps banks prioritise post-quantum cryptography migration using quantum risk and migration time, with practical early actions. 
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AMF SPOT findings: compliance role at investment firms. 25 Jan 2026

AMF SPOT findings: compliance role at investment firms.
AMF publishes SPOT inspection findings on compliance at four investment services providers, covering training, remuneration, discipline and personal trades.
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FCA opens AI Live Testing applications 25 Jan 2026

FCA opens AI Live Testing applications
FCA opens applications for AI Live Testing cohort 2, offering tailored regulatory and technical support to deploy safe, responsible AI in UK markets. 
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